CIMB-Principal aspires to be Southeast Asia’s most valued investment management company offering total asset management solutions. It manufactures and distributes a comprehensive range of unit trust funds, and manages customised portfolio mandates for corporations, institutions, as well as government and pension funds. Its regionally integrated team of dedicated investment professionals offers expertise ranging from equity, fixed income, cash management, and Shariah-compliant fund management.  

CIMB Group operates its business through three main brand entities, CIMB Bank, CIMB Investment Bank and CIMB Islamic. CIMB Group is also the majority shareholder of Bank CIMB Niaga in Indonesia, and the single largest shareholder of CIMB Thai in Thailand.

CIMB Group is listed on Bursa Malaysia via CIMB Group Holdings Berhad (formerly known as Bumiputra-Commerce Holdings Bhd).

Principal Financial Group is a leading Fortune 500 global financial services group established over 125 years ago. The Group offers a wide range of financial products and services including retirement and investment services, life and health insurance and mortgage banking through its diverse family of financial services companies.

* Independent director

• Internal Audit Department
• Compliance Department
• Risk Management
• Investment Committee Members
• Shariah Adviser of the Funds

• Establishing, maintaining and administering the implementation of policies and procedures to detect and prevent breaches of securities laws, regulations and relevant guidelines;
• Preparing and tabling compliance reviews to the board of directors;
• Maintaining and reviewing compliance procedures for each area of the Company’s operation;
• Examining and investigating any irregularity in the Company’s operations;
• Assisting in training and educating staff members on compliance matters, industry and regulatory developments.

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• To advise on all aspects of unit trust and fund management business in accordance with Shariah principles;
• To provide Shariah expertise and guidance in all matters, particularly on the Fund’s deed and information memorandum, fund structure, investments and other operational matters;
• To ensure that the Fund is managed and operated in accordance with Shariah principles, relevant SC regulations and/or standards, including resolutions issued by the Shariah Advisory Council (SAC) of the SC;
• To review the Fund’s compliance report and investment transaction report to ensure that the Fund’s investments are in line with Shariah principles; and
• To prepare a report to be included in the Fund’s annual and interim reports stating its opinion whether the Fund has been operated and managed in accordance with the Shariah principles for the financial period concerned.